What are regulations on issuance bóng đá hôm nay trực tiếp certificate bóng đá hôm nay trực tiếp registration bóng đá hôm nay trực tiếp a securities trading code at Vietnam Securities Depository?

What are regulations on issuance bóng đá hôm nay trực tiếp certificate bóng đá hôm nay trực tiếp registration bóng đá hôm nay trực tiếp a securities trading code at Vietnam Securities Depository?

In Article 6 bóng đá hôm nay trực tiếp the Regulation on registration bóng đá hôm nay trực tiếp securities trading codes at the Vietnam Securities Depository, issued together with Decision 111/QD-VSD in 2021, there are provisions on issuance bóng đá hôm nay trực tiếp certificate bóng đá hôm nay trực tiếp registration bóng đá hôm nay trực tiếp a securities trading code at Vietnam Securities Depository as follows:

1. Within 05 working days from the date VSD sends the electronic confirmation bóng đá hôm nay trực tiếp the transaction fee, the creditor shall submit a complete set bóng đá hôm nay trực tiếp application for registration bóng đá hôm nay trực tiếp the transaction transaction bóng đá hôm nay trực tiếp the organization or individual to VSD as prescribed in Clauses 1, 2 and 4 bóng đá hôm nay trực tiếp this Article 146 Decree 155/2020/ND-CP.

2. In case the VSD does not fully submit the application file to VSD in accordance with Clause 1 bóng đá hôm nay trực tiếp this Article, VSD will handle the violation in accordance with the provisions bóng đá hôm nay trực tiếp VSD's Regulations on Depository Members.

3. In case the applicant's transaction code registration dossier is complete and the information in the dossier matches the information declared on the online system: Within 05 working days from the date bóng đá hôm nay trực tiếp receiving the complete dossier bóng đá hôm nay trực tiếp the depository member ( calculated according to the VSD's signature), VSD issues the transaction code registration certificate to the registrant organization or individual (the form is in Appendix 01 to this Regulation).

4. In case depository member's transaction code registration dossier is complete but does not match the information declared on the online system:

a) Within 05 working days from the date bóng đá hôm nay trực tiếp receiving the complete dossier bóng đá hôm nay trực tiếp the depository member (according to the stamp bóng đá hôm nay trực tiếp the letter bóng đá hôm nay trực tiếp VSD), VSD notifies the Counselor bóng đá hôm nay trực tiếp the request for information adjustment.

b) Within 05 working days from the date VSD sends the notice, the affiliate must send a written request for adjustment bóng đá hôm nay trực tiếp information (Form is in Appendix 02 bóng đá hôm nay trực tiếp this Regulation), and at the same time declare the adjusted information on the online system.

c) VSD issues the Certificate bóng đá hôm nay trực tiếp transaction code registration within 01 working day from the date VSD receives the Application for adjustment bóng đá hôm nay trực tiếp information and the depository member completes the declaration bóng đá hôm nay trực tiếp adjusted information on the online system.

d) In case, after 05 working days from the date VSD sends the notice, but still does not comply with VSD's request, VSD will handle the violation in accordance with the provisions bóng đá hôm nay trực tiếp VSD's Regulations on Depository Members.

What are regulations on change bóng đá hôm nay trực tiếp information related to the securities trading code at the Vietnam Securities Depository?

In Article 7 bóng đá hôm nay trực tiếp the Regulation on registration bóng đá hôm nay trực tiếp securities trading codes at the Vietnam Securities Depository, issued together with Decision 111/QD-VSD in 2021, there are regulations on change bóng đá hôm nay trực tiếp information related to the securities trading code at the Vietnam Securities Depository as follows:

1. The depository member shall report to VSD on behalf bóng đá hôm nay trực tiếp organizations and individuals when there is a change in information related to the transaction transaction transaction in the cases specified in Clause 1, Article 148 bóng đá hôm nay trực tiếp Decree 155/2020/ND-CP.

2. Dossier bóng đá hôm nay trực tiếp report on change bóng đá hôm nay trực tiếp information related to transaction transaction bóng đá hôm nay trực tiếp the organization or individual as prescribed in Clause 2, Article 148 bóng đá hôm nay trực tiếp Decree 155/2020/ND-CP.

3. In case an organization or individual requests to change the depository bank to the depository bank and transfer the securities portfolio, the affiliate must complete the transfer bóng đá hôm nay trực tiếp account finalization to the organization or individual as prescribed in the Regulations. securities depository activities bóng đá hôm nay trực tiếp VSD before making changes to the depository member.

4. The intermediaries are responsible for reviewing the completeness and validity bóng đá hôm nay trực tiếp the dossier bóng đá hôm nay trực tiếp change bóng đá hôm nay trực tiếp information related to the transaction transaction transaction bóng đá hôm nay trực tiếp the organization or individual as prescribed in Clauses 2 and 4, Article 148 bóng đá hôm nay trực tiếp Decree 155/2020/ ND- CP.

5. depository member fully declares all requested information related to transaction code into VSD's online system.

6. VSD makes electronic confirmation bóng đá hôm nay trực tiếp the change bóng đá hôm nay trực tiếp information related to the transaction transaction according to the provisions bóng đá hôm nay trực tiếp Article 4 bóng đá hôm nay trực tiếp this Regulation.

7. Within 05 working days from the date VSD sends an electronic confirmation bóng đá hôm nay trực tiếp the change bóng đá hôm nay trực tiếp information related to the transaction transaction, the consultant shall submit a complete set bóng đá hôm nay trực tiếp dossiers bóng đá hôm nay trực tiếp information change as prescribed to VSD.

8. In case the application file changes complete information but the information in the application does not match the information declared on the online system: Within 01 working day from the date VSD receives the application for change bóng đá hôm nay trực tiếp information bóng đá hôm nay trực tiếp depository member (according to VSD's signature), VSD sends a written notice requesting depository member to amend and supplement information.

9. In case the change file is complete and matches the information declared on the online system: Within 01 working day from the date VSD receives the complete information change dossier bóng đá hôm nay trực tiếp depository member (calculated). according to VSD's mail), VSD sends a written confirmation bóng đá hôm nay trực tiếp changes in information related to the Certificate bóng đá hôm nay trực tiếp Transactions and at the same time makes adjustments to information related to the depository account associated with the transaction code (if any).

What are regulations on suspension bóng đá hôm nay trực tiếp using securities trading codes at the Vietnam Securities Depository?

In Article 8 bóng đá hôm nay trực tiếp the Regulation on registration bóng đá hôm nay trực tiếp securities trading codes at the Vietnam Securities Depository, issued together with Decision 111/QD-VSD in 2021, there is a provision on suspension bóng đá hôm nay trực tiếp using securities trading codes at the Vietnam Securities Depository is as follows:

1. VSD reports to the State Securities Commission within 01 working day from the date bóng đá hôm nay trực tiếp receipt bóng đá hôm nay trực tiếp a written request from a competent state agency as prescribed at Point c, Clause 1, Article 147 bóng đá hôm nay trực tiếp Decree 155/2020 /ND-CP or when VSD detects that a foreign investor or organization issues depository certificates abroad in the cases specified at Points a and b, Clause 1, Article 147 bóng đá hôm nay trực tiếp Decree 155/2020/ND-CP.

2. VSD suspends the use bóng đá hôm nay trực tiếp transaction documents by foreign investors and organizations that issue depository certificates in foreign countries after consulting the State Securities Commission.

Best Regards!