Vietnam: Latest form of application for xem bóng đá trực tiếp trên youtube securities practicing certificate

Hello, Lawnet would like to answer as follows:

1. Conditions for issuance of securities practicing certificate in Vietnam

A securities professional certification will be granted to an individual who:

- has full legal capacity; is not facing criminal prosecution and is not being banned from securities practice as prescribed by law;

- has a bachelor’s degree or above;

- has professional training in securities; and:

- passes xem bóng đá trực tiếp trên youtube test for xem bóng đá trực tiếp trên youtube securities professional certification.

Foreigners who have securities qualifications and foreign certified securities professionals need to pass xem bóng đá trực tiếp trên youtube test securities and securities market of Vietnam.

(Pursuant to Clause 2, Article 97 of xem bóng đá trực tiếp trên youtube xem bóng đá trực tiếp nhà)

In addition to meeting xem bóng đá trực tiếp trên youtube general conditions, for each specific type of securities practicing certificate, there will be other conditions such as:

- xem bóng đá trực tiếp trên youtube securities brokerage certificate will be issued to an individual who:

+ Has securities-related qualifications, including: certificate of basic training in securities and securities market, certificate of training in securities and securities market laws, certificate of training in securities analysis and investment, certificate of training in securities brokerage and securities investment counseling or equivalent certificates.

- xem bóng đá trực tiếp trên youtube financial analysis certificate will be issued to an individual who:

+ Has xem bóng đá trực tiếp trên youtube following qualifications: certificate of training in financial counseling and securities underwriting, certificate of training in financial statement analysis or equivalent certificates.

- xem bóng đá trực tiếp trên youtube fund management certificate will be issued to an individual who:

+ Has certificates of training in fund and asset management; and

+ Has at least 03 years’ experience of working in sales, investment, finance, accounting departments of enterprises, organization of finance-, banking-, insurance-, securities-, audit-related activities or has a lawful securities practicing certificate issued overseas;

(Pursuant to Clauses 1,2 and 3, Article 213 ofDecree No. 155/2020/ND-CP)

Thus, to be granted a securities practice certificate, an individual must meet xem bóng đá trực tiếp trên youtube general conditions of legal capacity and professional qualifications and pass xem bóng đá trực tiếp trên youtube examination requirements. In addition, depending on xem bóng đá trực tiếp trên youtube specific type of certificate, there will be additional conditions regarding professional certification and experience. Clearly stipulating conditions will ensure xem bóng đá trực tiếp trên youtube capacity of practitioners, contributing to improving xem bóng đá trực tiếp trên youtube quality of operations on xem bóng đá trực tiếp trên youtube stock market.

2. Latest form of application for xem bóng đá trực tiếp trên youtube securities practicing certificate in Vietnam

According to xem bóng đá trực tiếp trên youtube provisions of Clause 4, Article 213 ofDecree No. 155/2020/ND-CP, an application for xem bóng đá trực tiếp trên youtube securities practicing certificate shall contain:

+ xem bóng đá trực tiếp trên youtube applicationform No. 85: Download 

+ xem bóng đá trực tiếp trên youtube applicant’s personal information sheet according to Form No. 67 in xem bóng đá trực tiếp trên youtube Appendix which must be prepared within xem bóng đá trực tiếp trên youtube last 06 months before xem bóng đá trực tiếp trên youtube application is received by SSC;

Form No. 67: Download 

+ xem bóng đá trực tiếp trên youtube judicial record issued by a competent authority within xem bóng đá trực tiếp trên youtube last 06 months before xem bóng đá trực tiếp trên youtube application is received by SSC;

+ xem bóng đá trực tiếp trên youtube applicant’s bachelor’s degree, master’s degree or doctoral degree;

+ A lawful securities practicing certificate issued overseas or equivalent documents proving that xem bóng đá trực tiếp trên youtube applicant is lawfully practicing securities in a foreign country; qualifications in securities or equivalent certificates;

+ 02 4x6 cm photos that are taken within xem bóng đá trực tiếp trên youtube last 06 months before xem bóng đá trực tiếp trên youtube application is received by SSC;

+ In case of applying for xem bóng đá trực tiếp trên youtube fund management certificate, xem bóng đá trực tiếp trên youtube application shall include a document certifying xem bóng đá trực tiếp trên youtube seniority and position of xem bóng đá trực tiếp trên youtube applicant issued by xem bóng đá trực tiếp trên youtube applicant’s current workplace or former workplaces.

Best regards!

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